Question: I represent a closely-held corporate client in a civil case in which there is an issue about when company officers became aware of an accounting irregularity affecting the company's net ...

We’re excited about the SEC’s updated ruling on advisor testimonials. If you’re an RIA, you’re now able to capture your clients’ advocacy in written or video format. These testimonials will be used in ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

In the wake of the SEC’s revamp on rules around advertising last year, you probably know that advisors can now solicit, produce and feature client testimonials. You may also know that the new rules do ...

One of the reasons we hear from financial advisors who hesitate or don’t participate in testimonial marketing is the fear of exposing their clients’ information, and especially concerns that clients ...

The fallout of a House congressional hearing last week involving the leaders of Harvard University, the University of Pennsylvania and Massachusetts Institute of Technology has left Wilmer Cutler ...

The Democratic minority leader of the House Oversight Committee engaged in “character assassination” and leveled “false allegations” related to Tony Bobulinski’s testimony in President Biden’s ...

A lawyer who helped design the plan to appoint a slate of “alternate” Republican presidential electors in Georgia and other swing states won by Joe Biden in 2020 cited attorney-client privilege and ...

Opinions expressed by Entrepreneur contributors are their own. Being the child of two educators, I grew up hearing my parents’ students ask, “Can you please write me a letter of recommendation?” And, ...