The Consumer Financial Protection Bureau said it will not take action against any companies to enforce or supervise the small business lending rule, which was finalized under the Biden administration ...

A federal magistrate judge has recommended upholding the Consumer Financial Protection Bureau's small business lending data collection rule, rejecting a challenge by merchant cash advance lenders. On ...

The SBA says it’s bringing back discipline after a stretch of loose lending. But in trying to clean things up, it's tangling up deals that don’t need fixing. Deals are falling apart as the SBA is set ...

Under a new FINRA proposal, brokers who have a side hustle selling antiques online would no longer risk fines and censures for not reporting the business to their firm. That's just one of several ...

FINRA is pushing back on criticism of proposed changes to its rules on reps’ outside business activities, including claims that advisors would have to clear any of their own purchases of crypto assets ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

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